Professional Planning & Advisory Services Asset Management Advisory Investment Specific's (not limited to): Fixed Income (Bonds) Fixed Income Laddered Strategies Concentrated Equity Positions Employer Options Exit Planning Equities (Common Stock) Structured Products Real Estate (Public REIT's Account Structure or Type: Tax Overlay Oversight in Separately Managed Accounts (SMA's) SMA Advisory Brokerage Integrated Financial Consulting & Planning (Fee Based) Tax Planning Cash Flow Analysis Balance Sheet Analysis Investment Advisory & Liquid Wealth Management 401(k) Account Review & Consulting Personal Risk Management Business Continuation and Disposition (Exit Strategy) Key Executive Retention Captive Insurance Co. Consulting Asset Protection Analysis Estate Planning Philanthropic Planning Risk Management Product Implementation Disability Income Insurance Life Insurance Long Term Care Insurance Property & Casualty Review for Premier Clients Liability Analysis for Premier Clients Advisory Deliverables Available & Service Marks Integrated Life-Wealth Cash Flow Modeling ($2MM AUM Minimum for no additional planning fee) Investment Policy and Allocation Design Implementation - Investment Process and Analysis Full Service Custody and Trust Services at the account level (when applicable) Monitoring and Benchmark to Objectives Implementation Update calls, as agreed Asset Management Oversight and Adjustments, according to goals Planning & Review Meetings, as agreed Update Investment Policy as objectives and risk / return profile dictate Quarterly Update Call (or as needed) On-line Planning & Monitoring Technology Platform (client specific) Deliverables Available in Fee-Based Financial Consulting Family Dynamics and Values Discussion Next Generation Financial Education, as desired Documented Full Scale Planning Recommendation Outline and Collaboration Cost / Benefit Analysis Integrated Cash Flow & Life-Wealth Modeling Professional Advisor Communication Coordination of Implementation, per plan Risk Management Product Evaluation Plan Monitoring & Updating Technology Portal for Financial Organization & Data Aggregation Risk Management Deliverables Available & Service Marks Pricing Analysis Efficiency Analysis Cost / Benefit Analysis Persistency and Probability Source & Use of Capital 'Control' Analysis According to Planning Objectives Asset Monitoring Additional Services We Offer Access To Our first priority is collaborating with you for proper recommendations. We can also offer Trust Services through The Private Trust Company N.A., an affiliate of LPL Financial and SEI Private Trust Company, and affiliate of SEIC. Have a question on a specific item or topic? Name Email Phone Question Thank you! Oops!